Head of Reception and Transmission Department & Investment Advice Department

About this role

In relation to the Reception and Transmission Department, the role includes responsibility for providing, and supervising the provision of, the investment service of reception and transmission of orders in relation to one or more Financial Instruments. In addition, it includes the supervision of the department personnel, their performance evaluation, and monitoring of their compliance with all the procedures and controls mentioned in the Company IOM. In relation to the Investment Advice Department, the role includes responsibility for providing and supervising the provision of the investment service of investment advice. In addition, it includes the supervision of the department personnel, their performance evaluation, and monitoring of their compliance with all the procedures and controls mentioned in the Company IOM.